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Deadline for submission of financial statements

  • 29 April 2021
As the deadline for submission of annual statements is 30 April and this year it is a a non-working day, a holiday, public companies are required to submit their annual reports by the following working day –  Wednesday, 5 May 2021 by 6 PM, the end of working hours of the Securities Commission Electronic Submissions Gateway.
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Withdrawal of license from Jorgić broker

  • 29 March 2021
On request by the broker-dealer company, the Securities Commission revoked the investment firm license/authorization from the company Jorgić broker. Financial instruments of clients of this broker-dealer company, who had not selected an investment firm on their own, were transferred to Tesla Capital broker-dealer company, free of charge.
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Obligation of auditors to report irregularities in public-interest entities

  • 12 March 2021
This is a reminder to licensed certified auditors and audit firms of the requirement under the Audit Law and the stipulations of its Article 100. Specifically, when a licensed certified auditor or an audit firm, conducting an audit of a public interest entity (PIE) suspects of irregularities, it is required to inform the PIE and request investigative actions and measures. If the PIE does not investigate the irregularities observed, the licensed certified auditor or the audit firm in question must notify the Commission.
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Latest articles and documents

  • Internal Organization
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Rulebook on the Rules of Conduct of an Investment Firm when Providing Services
Rulebook on Criteria for Auditing Financial Statements of Public Companies
Rulebook on the conditions and manner of establishing and verifying the identity of a natural person using electronic communication means
RULEBOOK on White Paper and Supplementary White Paper Related to Digital Tokens
RULEBOOK on Granting Operating Licences to Market Operators and Conditions for the Operation of Trading Venues and Systematic Internalisers
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