At its last session held on 16 August 2019, the Republic of Serbia Securities Commission adopted a decision granting a license to the credit institution API Bank a.d. Beograd to perform the activities of an investment firm and to provide investment services. The Commission established that the authorized bank met all the conditions stipulated by the Law.
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On 15 July 2019, the Securities Commission ordered blocking of assets on cash accounts and securities accounts of broker-dealer company CapitalOne a.d. Beograd, for a period of three months. The Commission hereby invites all CapitalOne clients who believe they have been incurred damages by CapitalOne to write to the Commission to the email address nadzor@sec.gov.rs, by 15 September 2019.
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The Securities Commission adopted a decision revoking a license for carrying out activities of an investment firm from the broker-dealer company Dil broker a.d. Beograd, as the company filed a request for termination of investment firm activities. Dil broker had concluded a contract on the transfer of client financial instrument accounts and issuer accounts with the broker-dealer company Intercity broker a.d. Beograd.
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